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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-02 |
| NY | RA | APPROVED | 2021-02-23 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
331 Newman Springs Road Suite 132, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prb Wealth Management | New York | NY | 11/2013 | Present |
| Lpl Financial Llc | New York | NY | 04/2016 | Present |
| Private Advisor Group, Llc | New York | NY | 05/2016 | 10/2020 |
| Iht Wealth Management | New York | NY | 09/2020 | Present |
1. 5/5/2016 - PRB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2013 - 50 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2. 5/5/2016 - PRB Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2013 - 40 Hours Per Month - Time Spent 10% - Life Insurance, Disability, LTC. 3. 9/4/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2020 - 40 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. LPL Financial Broker Dealer Registered Rep Since 04/2016 Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-24 |
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