Robert Thomas Lamb

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 11/2017
  Suntrust Investment Services, Inc
  Atlanta, GA
• 08/2016 → 11/2017
  Suntrust Advisory Services
  Atlanta, GA
• 11/2017 → 06/2024
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → 06/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2024 → Present
  Osaic Wealth Inc
  Fort Pierce, FL

Previous Registrations

• 2024-03-04 → 2024-07-02
  Cetera Investment Advisers Llc
  Fort Pierce, FL
• 2017-11-06 → 2024-03-21
  Cetera Advisors Llc
  Fort Pierce, FL
• 2016-08-17 → 2017-11-06
  Truist Advisory Services, Inc.
  Okeechobee, FL
  Port St Lucie, FL
  Vero Beach, FL
  Ft Pierce, FL
  Vero Beach, FL
• 2013-10-04 → 2016-12-31
  Truist Investment Services, Inc.
  Fort Pierce, FL
  Port St Lucie, FL
  Port St Lucie, FL
  Vero Beach, FL
  Vero Beach, FL
  Okeechobee, FL

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 10/2017, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: LAMB FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. LAMB FINANCIAL SERVICES POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2018 ADDRESS: 2506 Serenity Circle N, Fort Pierce FL 34981, United States DESCRIPTION: Advising clients on securities, annuities, and insurance products to meet their financial goals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-30
• S63 Uniform Securities Agent State Law Examination
  2013-09-23