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Linda A Freeling

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Elk Grove, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
CA RA APPROVED 2014-11-06
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • CA RA
    APPROVED
    Since 2014-11-06

Branch Locations

8959 Elk Grove Blvd, Elk Grove, CA 95624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner & Smith Incorporated Stockton CA 10/2014 Present
Bank Of America, N.A. Stockton CA 10/2014 Present
  • 10/2014 → Present
    Merrill Lynch,Pierce,Fenner & Smith Incorporated
    Stockton, CA
  • 10/2014 → Present
    Bank Of America, N.A.
    Stockton, CA
Previous Registrations
  • 2011-01-03 → 2014-10-31
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
    Woodland, CA
    Sacramento, CA
    Sacramento, CA
    Corte Madera, CA
  • 2007-01-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Sacramento, CA
    Woodland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-22
  • S66 Uniform Combined State Law Examination
    2006-12-22
Other Names
  • Linda Ann Freeling-Massey
  • Linda Ann Freeling

View on SEC IAPD

Other Firms

EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
STATE FARM INVESTMENT MANAGEMENT CORP.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
U.S. BANCORP ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.P. MORGAN SECURITIES LLC

Other Investors

Mark Alan Thomas
Philip R Waelbrock
Vidal Velez
Charles Romualdez
BRYAN KEITH CHEW
MARITES JANE AVILA
Yun Chen
Leslie Michelle Sategna

Other Offices

EDWARD JONES · ELK GROVE, CA
COMMONWEALTH FINANCIAL NETWORK · Elk Grove, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ELK GROVE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Elk Grove, CA
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · Elk Grove, CA
U.S. BANCORP ADVISORS, LLC · Elk Grove, CA
WELLS FARGO CLEARING SERVICES, LLC · ELK GROVE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Elk Grove, CA

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