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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-20 |
Branch Locations
9110 Strada Pl 3Rd Fl [Support Center], Naples, FL 34108 • United States
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Naples | FL | 03/2013 | 01/2018 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 05/2019 | Present |
| Spherion Employment Agency | Naples | FL | 01/2018 | 12/2018 |
| Pelican Wire Company | Naples | FL | 01/2019 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-11 |
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