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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-06 |
| IL | RA | APPROVED | 2018-08-03 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
River Forest, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 02/2009 | 08/2018 |
| Rbc Capital Markets, Llc. | Chicago | IL | 08/2018 | Present |
| City National Bank | Chicago | IL | 01/2020 | Present |
(1) BIO-AQUATIC SERVICES LLC; NON INVESTMENT RELATED; ADDRESS: 1144 GRANT ST, LAKE GENEVA, WI 53147; BUSINESS DESCRIPTION: POND SPRAYING BUSINESS-SPRAYING PONDS/LAKES TO STUNT THE WEED GROWTH FOR CLIENTS; CAPACITY: OWNER-PASSIVE; START DATE: 03/20/06; HOURS DEVOTED PER MONTH: 10; HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-30 |
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