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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-08-02 |
| IA | RA | APPROVED | 2002-06-21 |
Branch Locations
246 S Washington St, Remsen, IA 51050 • United States
3301 Hwy 71 Ste 3 Box 334, Spirit Lake, IA 51360-0334 • United States
824 3Rd Ave, Sheldon, IA 51201-0428 • United States
110 S 6Th St, Sac City, IA 50583-0044 • United States
325 W 7Th St, Sioux City, IA 51103 • United States
Sheldon, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sheldon | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Sheldon | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; 824 3rd Ave Sheldon, Iowa 51201my office building, , ** not provided **, N/A, 00000; 07/01/2009 / Commercial; 3301 hi way 71, Ste 3, spirit lake, Iowa, my second office, , ** not provided **, N/A, 00000; Not Investment-Related; 09/01/2011 / Single Family; 1216 W 11th St Waterloo, IA 50702, , ** not provided **, N/A, 00000; Investment-Related; 12/01/2015. Business Ownership; Other; Other; 2250 E 9th St, , Sheldon, IA, 51201; Investment-Related; 02/02/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 824 3rd Ave, , Sheldon, IA, 51201; Investment-Related; 08/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Compensation Board Representative; 331.905 County compensation board, Obrien County courthouse, Primghar Iowa, , ** not provided **, N/A, 00000; Not Investment-Related; 12/07/2011; 0 during trading hours; 0 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-20 |
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