Willis Lee Hetler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2017-05-29

LA RA
APPROVED

Since 2017-05-29

Branch Locations

69360 Highway 21, Covington, LA 70433 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	St.CLoud	MN	04/2013	Present
Regions Bank	Covington	LA	04/2013	Present
Cetera Investment Services Llc	Covington	LA	05/2017	Present

04/2013 → Present

Cetera Investment Services Llc

St.CLoud, MN
04/2013 → Present

Regions Bank

Covington, LA
05/2017 → Present

Cetera Investment Services Llc

Covington, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-15
S63	Uniform Securities Agent State Law Examination	2010-01-29

S66 Uniform Combined State Law Examination

2017-05-15
S63 Uniform Securities Agent State Law Examination

2010-01-29

View on SEC IAPD