Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 09/2012 | 04/2023 |
| Jeff Edwards - Self Employed | Tucson | AZ | 01/2009 | Present |
| Lpl Financial Llc | Tucson | AZ | 04/2023 | Present |
1) 03/13/2023 - Next Step Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 03/13/2023 - Next Step Advisors, LLC - Insurance Agency - Medicare, Dental, Vision, Hearing, Long Term Care, Life - Tucson AZ 85704 - Investment related - 30 Hours per month - Start date: 01/25/2016 3) 07/11/2023 - One2One Wealth Strategies - Investment Related - At Reported Business Location(s) DBA for LPL Business (entity for LPL business) - Start Date 06/27/2023 - 0 Hours Per Month/ During Trading 4) 04/21/2025 - Super Health Pioneers, LLC - Not Investment Related - Other - Direct Sales - Home Based - Start Date; 04/11/2025 - Super Health Pioneers, LLC - 13 Hrs/Mth - 00 Hrs During Trading 5) 07/10/2026 - Next Step Advisors - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 04/20/2026 - 10 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-13 |
Reach out to this advisor