Debra Fain Grauel

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → 12/2021
  Pride Of Africa
  Woodbridge, VA
• 08/2005 → 09/2019
  Summit Brokerage
  Florence, KY
• 09/2005 → 05/2021
  Summit Financial Group Inc
  Florence, KY
• 09/2019 → 07/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 07/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2023 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2023-06-29 → 2023-07-28
  Cetera Investment Advisers Llc
  Florence, KY
• 2021-05-20 → 2023-06-29
  Cetera Wealth Services, Llc
  Florence, KY
• 2005-10-06 → 2021-05-20
  Summit Financial Group Inc
  Florence, KY
• 2003-01-02 → 2005-08-29
  Morgan Stanley Dw Inc.
  Cincinnati, OH

Other Businesses

1) NAME OF OTHER BUSINESS: OHIO WEALTH AND RETIREMENT PLANNING, INC., INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE:8/2005 POSITION/TITLE/RELATIONSHIP: PRESIDENT. TOTAL NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-01

Other Names

• Debra Grauel