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Scott Edward Mack

Stifel, Nicolaus & Company, Incorporated

Morristown, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-19
FL RA APPROVED 2007-08-21
NJ RA APPROVED 2007-08-21
  • TX RA
    APPROVED_RES
    Since 2022-08-19
  • FL RA
    APPROVED
    Since 2007-08-21
  • NJ RA
    APPROVED
    Since 2007-08-21

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Florham Park NJ 08/2007 Present
Previous Registrations
  • 2002-06-29 → 2007-08-21
    Ryan Beck & Co.
    Florham Park, NJ
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-07
  • S66 Uniform Combined State Law Examination
    2002-06-07

View on SEC IAPD

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