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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2008 | 11/2024 |
| Ameriprise Financial Services, Llc | Cordova | TN | 11/2024 | Present |
Board of Directors; Braystone Park Homeowners Association; President; 6263 Poplar Ave, Suite 440, Memphis, TN, 38119; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-14 |
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