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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-02
TX RA APPROVED_RES 2024-08-02
LA RA APPROVED 2016-03-01
  • TN RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2024-08-02
  • LA RA
    APPROVED
    Since 2016-03-01

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2031 N. Mount Juliet Rd. Suite 200, Mt. Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandywine Pointe Dock Association, Inc Old Hickory TN 10/2014 Present
Starfish Infertility Foundation Old Hickory TN 06/2015 Present
Private Advisor Group, Llc Morristown NJ 03/2016 Present
Lpl Financial, Llc Mt. Juliet TN 03/2016 Present
  • 10/2014 → Present
    Brandywine Pointe Dock Association, Inc
    Old Hickory, TN
  • 06/2015 → Present
    Starfish Infertility Foundation
    Old Hickory, TN
  • 03/2016 → Present
    Morristown, NJ
  • 03/2016 → Present
    Lpl Financial, Llc
    Mt. Juliet, TN
Previous Registrations
  • 2004-03-05 → 2016-03-03
    Waddell & Reed
    Nashville, TN
    Nashville, TN
    Mount Juliet, TN
Other Businesses

(1) 03/31/2016: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Avenue, Suite 300, Morristown, NJ 07960 - Start 03/01/2016 - 100% Time Spent - Advisory services provided by the RIA (2) 2/16/2018 - EPM Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. (3) 07/13/2022 - National Contacting Center - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Advisor - Start Date - 06/29/2022 - 5 Hours Per Month/1 Hours During Securities Trading. (4) 08/16/2022 - EPM INVESTMENT HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading. (5) 10/17/2023 - Vanbridge - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 2 Hours Per Month/ 1 Hour During Securities Trading. 6) 09/30/2025 - Symphony Life - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 09/10/2025 - 2 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-09
S63 Uniform Securities Agent State Law Examination 2002-08-02
  • S65 Uniform Investment Adviser Law Examination
    2009-02-09
  • S63 Uniform Securities Agent State Law Examination
    2002-08-02

View on SEC IAPD

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