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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2024-08-02 |
| LA | RA | APPROVED | 2016-03-01 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2031 N. Mount Juliet Rd. Suite 200, Mt. Juliet, TN 37122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandywine Pointe Dock Association, Inc | Old Hickory | TN | 10/2014 | Present |
| Starfish Infertility Foundation | Old Hickory | TN | 06/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2016 | Present |
| Lpl Financial, Llc | Mt. Juliet | TN | 03/2016 | Present |
(1) 03/31/2016: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Avenue, Suite 300, Morristown, NJ 07960 - Start 03/01/2016 - 100% Time Spent - Advisory services provided by the RIA (2) 2/16/2018 - EPM Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. (3) 07/13/2022 - National Contacting Center - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Advisor - Start Date - 06/29/2022 - 5 Hours Per Month/1 Hours During Securities Trading. (4) 08/16/2022 - EPM INVESTMENT HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading. (5) 10/17/2023 - Vanbridge - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 2 Hours Per Month/ 1 Hour During Securities Trading. 6) 09/30/2025 - Symphony Life - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 09/10/2025 - 2 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
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