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500 Chesterfield Parkway, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aberdeen Asset Management Inc. | Philadelphia | PA | 05/2014 | 06/2021 |
| Aberdeen Fund Distributors Llc | Philadelphia | PA | 05/2014 | 06/2021 |
| Hornor, Townsend & Kent, Llc (Htk) | Horsham | PA | 06/2021 | 03/2024 |
| Capfinancial Securities Llc | Raleigh | NC | 11/2024 | 07/2026 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 11/2024 | 07/2026 |
| Unemployed | Royersford | PA | 03/2024 | 11/2024 |
| Pacer Financial, Inc. | Malvern | PA | 08/2026 | Present |
| Pacer Advisors, Inc. | Malvern | PA | 08/2026 | Present |
Name of Business - Women In Transition (W.I.T) / Address - 718 Arch St., Suite 401N, Philadelphia, PA 19106 / Nature of Business - Foundation, Charitable Institution / Non Investment Related / Hold Position as Member of Board of Directors / Start Date: 12/22/2025 / Dedicate 6 Hours Per Month To Business / Dedicate 0 Hours To Business During Securities Trading Hour's / Hold Position As a Volunteer/ Do Not Hold Any Position As a Company Officer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-22 |
| S66 | Uniform Combined State Law Examination | 2006-05-08 |
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