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Joseph Paul Splendorio

Cws Financial Advisors LLC

Kalamazoo, MI

CRD 4532290

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Employer firm

Cws Financial Advisors LLC CRD 297000

$1.33B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Cws Financial Advisors Llc

405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-13
TX RA APPROVED_RES 2026-05-01
  • MI RA
    APPROVED
    Since 2026-05-13
  • TX RA
    APPROVED_RES
    Since 2026-05-01

Branch Locations

405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Kalamazoo MI 02/2014 05/2018
Cws Financial Advisors Llc Kalamazoo MI 01/2014 Present
Cws Financial Advisors Llc Kalamazoo MI 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-22
S63 Uniform Securities Agent State Law Examination 2002-06-27
  • S66 Uniform Combined State Law Examination
    2011-09-22
  • S63 Uniform Securities Agent State Law Examination
    2002-06-27

View on SEC IAPD

Nearby Firms

SLEEPING GIANT CAPITAL, LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

THOMAS J SCAMPINI
ROBERT F TIGHE
Matthew Adam Kokinis

Nearby Offices

SLEEPING GIANT CAPITAL, LLC · KALAMAZOO, MI
MORGAN STANLEY · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI

More in Kalamazoo, MI

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