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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-08-02 |
Branch Locations
8309 Whitley Rd Ste 101, Watauga, TX 76148 • United States
Keller, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Watauga | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Watauga | TX | 03/2020 | Present |
Business Ownership; KSJ Resources; Owner; I will me using this s corp to pay practice expenses; 217 Harper Ct, , Keller, TX, 76248; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; KSJ Resources; Owner - Owner; ; 217 Harper Ct, , Keller, TX, 76248; Investment-Related; 05/25/2020; 40 to 59 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-01 |
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