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Robert David Budde

LPl Financial LLC

Baltimore, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-06-09
  • MD RA
    APPROVED
    Since 2021-06-09

Branch Locations

One Light Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allfirst Bank Baltimore MD 09/2002 Present
Allfirst Brokerage Corporation Baltimore MD 09/2002 Present
M&T Securities, Inc. Buffalo NY 05/2003 Present
Lpl Financial Llc Baltimore MD 06/2021 Present
Lpl Financial Llc Baltimore MD 06/2021 Present
  • 09/2002 → Present
    Allfirst Bank
    Baltimore, MD
  • 09/2002 → Present
    Allfirst Brokerage Corporation
    Baltimore, MD
  • 05/2003 → Present
    M&T Securities, Inc.
    Buffalo, NY
  • 06/2021 → Present
    Lpl Financial Llc
    Baltimore, MD
  • 06/2021 → Present
    Lpl Financial Llc
    Baltimore, MD
Previous Registrations
  • 2004-07-09 → 2021-06-09
    M&T Securities, Inc.
    Richmond, VA
    Buffalo, NY
    Buffalo, NY
    Baltimore, MD
    Buffalo, NY
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
  • 2002-07-29 → 2002-08-26
    Ameriprise Financial Services, Llc
    Owings Mills, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-26
  • S66 Uniform Combined State Law Examination
    2002-07-26
Designations
Other Names
  • Rob David Budde

View on SEC IAPD

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Other Offices

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
PATIENT CAPITAL MANAGEMENT, LLC · BALTIMORE, MD
1919 INVESTMENT COUNSEL, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
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