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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-04
FL RA APPROVED 2012-08-07
  • TX RA
    APPROVED
    Since 2020-02-04
  • FL RA
    APPROVED
    Since 2012-08-07

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

12604 Tamiami Trail E, Naples, FL 34113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Baltimore MD 06/2012 11/2016
Wells Fargo Bank N.A. Naples FL 08/2003 Present
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 Present
  • 06/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Baltimore, MD
  • 08/2003 → Present
    Wells Fargo Bank N.A.
    Naples, FL
  • 11/2016 → Present
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-25
  • S66 Uniform Combined State Law Examination
    2002-07-25

View on SEC IAPD

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