John Joseph Serrecchia

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Nashua, NH
• 03/2017 → Present
  Mml Investors Services, Llc
  Ft. Pierce, FL
• 07/2016 → Present
  Massmutual Life Insurance Co
  Ft. Pierce, FL

Previous Registrations

• 2010-09-07 → 2018-04-05
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Nashua, NH
• 2004-06-29 → 2015-01-02
  New England Securities
  Amherst, NH
  Amherst, NH
  Amherst, NH
  Manchester, NH
  Nashua, NH
  Manchester, NH

Other Businesses

(1) NAME: JOHN J SERRECCHIA INV REL: Y ADDR: 932 SAVANNAS POINT DRIVE APT B FT. PIERCE, FL 34982 NATURE: OUTSIDE INSURANCE; INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, INDEPENDENT INSURANCE AGENT - OUTSIDE FIXED BUSINESS POSITION: INDEPENDENT INSURANCE AGENT START: 8/1/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: BUSINESS CLINIC INC INV REL: Y ADDR: 932 SAVANNAS POINT DRIVE APT B FT. PIERCE, FL 34982 NATURE: CPA/TAX PREPARATION POSITION: ENROLLED AGENT START: 1/1/1996 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-09
• S63 Uniform Securities Agent State Law Examination
  2002-06-18

Other Names

• John J Serrechia