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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-10-27 |
| FL | RA | APPROVED | 2022-10-03 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
One Monarch Place Suite 720, Springfield, MA 01144 • United States
Arundel, ME • United States
Pittsfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Springfield | MA | 01/2009 | Present |
BERKSHIRE CHAMBER OF COMMERCE / 75 NORTH STREET PITTSFIELD MA 01201 / OTHER / SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / ADVOCACY FOR BUSINESS COMMUNITY, NETWORKING, PROMOTION OF BUSINESS IN BERKSHIRE COUNTY / MEMBER OF BOARD OF DIRECTORS / HELP GUIDE DIRECTION OF CHAMBER OF COMMERCE, ALSO HEAD NOMINATION FOR FUTURE BOARD MEMBERS / START DATE 01/01/2006 - 12/31/2012 / OCCASIONAL MEETINGS, ALTHOUGH MOSTLY BEFORE BUSINESS HOURS .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-30 |
| S66 | Uniform Combined State Law Examination | 1999-11-03 |
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