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Inactive

Jason Richard Dyken

Dyken Wealth Strategies, Inc.

Gulf Shores, AL

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Current Employers
Dyken Wealth Strategies, Inc.

Gulf Shores, AL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-30
AL RA APPROVED 2024-01-30
LA RA APPROVED 2018-08-09
  • FL RA
    APPROVED
    Since 2025-10-30
  • AL RA
    APPROVED
    Since 2024-01-30
  • LA RA
    APPROVED
    Since 2018-08-09

Branch Locations

Gulf Shores, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Advisory Services Chesterfield MO 09/2010 07/2018
Dyken Wealth Strategies, Inc. Gulf Shores AL 05/2018 Present
First Allied Securities, Inc. Chesterfield MO 10/2006 07/2018
  • 09/2010 → 07/2018
    First Allied Advisory Services
    Chesterfield, MO
  • 05/2018 → Present
    Gulf Shores, AL
  • 10/2006 → 07/2018
    First Allied Securities, Inc.
    Chesterfield, MO
Previous Registrations
  • 2010-10-04 → 2018-07-27
    First Allied Advisory Services, Inc.
    Gulf Shores, AL
  • 2004-12-01 → 2010-10-07
    Greenbook Investment Management, Inc.
    Gulf Shores, AL
    Gulf Shores, AL
  • 2004-08-20 → 2004-12-01
    Xelan Financial Planning, Inc.
    Gulf Shores, AL
  • 2003-01-16 → 2004-07-26
    Xelan Financial Planning, Inc.
    Foley, AL
  • 2001-02-27 → 2003-01-16
    Xelan Investment Services, Inc.
    Foley, AL
Other Businesses

1.) JASON DYKEN CONSULTING; SOLE PROPRIETOR; CONSULTING; START DATE 09/24/2012; 80 HOURS PER MONTH. 2.) CAPITAL MASS LP; GENERAL PARTNER; ESTATE PLANNING; START DATE 07/01/2004 3.) CITY OF GULF SHORES AL; COUNCILMAN; GOVERNMENT; START DATE 11/02/2008; 40 HOURS PER MONTH. 4.) JASON DYKEN; AGENT; INSURANCE; START DATE 06/23/2009 5.) CAPITAL MASS MANAGEMENT; MANAGER; REAL ESTATE; START DATE 09/24/2012; 4 HOURS PER MONTH. 6.) DYKEN WEALTH STRATEGIES; DIRECT OWNER; CONSULTING; START DATE 06/11/2007 7.) DYKEN INSURANCE STRATEGIES, LLC; PRESIDENT/CEO; INSURANCE COMPANY OR AGENCY; START DATE 2018-03-12; 25 HOURS DURING TRADING HOURS; 15 HOURS OUTSIDE TRADING HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-19
S65 Uniform Investment Adviser Law Examination 2000-11-04
  • S63 Uniform Securities Agent State Law Examination
    2006-10-19
  • S65 Uniform Investment Adviser Law Examination
    2000-11-04

View on SEC IAPD

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