Michael Lawrence Mullen

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-11-30

CO RA
APPROVED

Since 2023-11-30

Branch Locations

680 Commons Dr, Erie, CO 80516 • United States

2478 Highway 6 & 50, Unit A, Grand Junction, CO 81505 • United States

570 32 Road, Clifton, CO 81520 • United States

1075 S Havana Street, Denver, CO 80012 • United States

12101 N Huron Street, Westminster, CO 80234 • United States

12820 Holly Street, Thornton, CO 80602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Lp	San Diego	CA	03/2011	11/2023
Bellco Credit Union	Westminster	CO	03/2011	Present
Osic Institutions, Inc.	Meriden	CT	11/2023	Present

03/2011 → 11/2023

Cuso Financial Services, Lp

San Diego, CA
03/2011 → Present

Bellco Credit Union

Westminster, CO
11/2023 → Present

Osic Institutions, Inc.

Meriden, CT

Previous Registrations

2011-06-29 → 2023-11-29

Cuso Financial Services, L.P.

Louisville, CO

Denver, CO

Grand Junction, CO

Aurora, CO

Denver, CO

Denver, CO

Lone Tree, CO

Casper, WY

Longmont, CO

Cheyenne, WY

Denver, CO

Clifton, CO

Other Businesses

1) NAME OF THE OTHER BUSINESS:Rare Form Brewery Company-Tap Room INVESTMENT- RELATED:no ADDRESS OF THE OTHER BUSINESS:90 Congress St., Troy, NY 12180 YOUR POSITION OR TITLE:Investor/partial owner NATURE OF THE OTHER BUSINESS:private START DATE:5/1/2015 APPROXIMATE NUMBER OF HOURS/MONTH:0 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:None. Brother runs a micro brewery and rr owns 4 shares. COMPENSATION :no 2) NAME OF THE OTHER BUSINESS:Mullen Investment Group, LLC INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:1075 S. Havana St., Aurora, CO 80012 YOUR POSITION OR TITLE:Owner/President NATURE OF THE OTHER BUSINESS:Investment related START DATE:5/11/2017 APPROXIMATE NUMBER OF HOURS/MONTH:160 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:160 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:DBA for CFS/Gateway. Financial advisor. COMPENSATION :Yes 3) NAME OF THE OTHER BUSINESS:Bleed Green Lancaster #17 Foundaton INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Rangely, CO 81648 YOUR POSITION OR TITLE:Board Member NATURE OF THE OTHER BUSINESS:Volunteer START DATE:9/1/2021 APPROXIMATE NUMBER OF HOURS/MONTH:2 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Meeting and Charity Events COMPENSATION :No 4.) M-4 consulting. Not investment related. started in Aug 2024. Allowing people river access that we own for fly fishing. Owner of Land. Recieve 1/2 of access fees.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-24
S63	Uniform Securities Agent State Law Examination	2000-03-15

S65 Uniform Investment Adviser Law Examination

2011-06-24
S63 Uniform Securities Agent State Law Examination

2000-03-15

Designations

View on SEC IAPD