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Keith Andrew Plywaczynski

Mariner Independent

Oakbrook Terrace, IL

CRD 4531136

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Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-04
TX RA APPROVED 2023-04-04
  • IL RA
    APPROVED
    Since 2023-04-04
  • TX RA
    APPROVED
    Since 2023-04-04

Branch Locations

1 Mid America Plaza Suite 1030, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Chicago IL 09/2015 04/2023
Mariner Platform Solutions Overland Park KS 04/2023 Present
Fortitude Financial Partners Oakbrook Terrace IL 04/2023 Present
  • 09/2015 → 04/2023
    Mariner Wealth Advisors
    Chicago, IL
  • 04/2023 → Present
    Mariner Platform Solutions
    Overland Park, KS
  • 04/2023 → Present
    Fortitude Financial Partners
    Oakbrook Terrace, IL
Previous Registrations
  • 2016-07-22 → 2023-04-03
    Oakbrook Terrace, IL
  • 2015-09-04 → 2018-03-31
    Mariner Wealth Advisors
    Oak Brook, IL
    Oakbrook Terrace, IL
  • 2011-12-16 → 2015-09-10
    Downers Grove, IL
Other Businesses

FORTITUDE FINANCIAL PARTNERS; OAKBROOK TERRACE, IL; FOUNDER & CEO; OFFERING INVESTMENT ADVISORY SERVICES THROUGH MARINER PLATFORM SOLUTIONS; START DATE 04/2023; 160 HRS/MONTH AND DURING SECURITIES TRADING HOURS.

Designations
  • Certified Financial Planner

View on SEC IAPD

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