Dominic Joseph Cozzetto

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 03/2022
  Adviceperiod. Llc
  Los Angeles, CA
• 12/2010 → 07/2018
  Bny Mellon Wealth Management
  Newport Beach, CA
• 03/2022 → Present
  Mariner Wealth Advisors
  Los Angeles, CA

Previous Registrations

• 2018-08-16 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
  Newport Beach, CA
• 2000-10-09 → 2006-04-04
  Icm Asset Management Inc
  Spokane, WA

Other Businesses

1) GOODWILL INDUSTRIES OF ORANGE COUNTY; INVESTMENT RELATED: YES; ORANGE COUNTY, CALIFORNIA; NON-PROFIT DEDICATED TO ECONOMIC EMPOWERMENT; MEMBER OF THE INVESTMENT COMMITTEE; JUNE 2017; 1 HOUR A MONTH DURING TRADING HOURS; VOLUNTEER. 2) Clap9 LLC; not investment related; passive investment; member; start date April 2022; 0 hours / month; holds passive investment in private equity fund. 3) 86 Ridgeview; not investment related; Coolin, ID; real estate; partner; start date Oct 2025; 10 hours /month, 0 during trading hours; short term rental partnership

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-28

Designations

• Chartered Financial Analyst