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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-10-09 |
Branch Locations
300 Spectrum Center Dr Ste 845 [Satellite], Irvine, CA 92618 • United States
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network | Irvine | CA | 10/2015 | Present |
WM REAL ESTATE HOLDINGS INC; INV RELATED; NEWPORT BEACH, CA; 33% OWNERSHIP / TREASURER; OWNS REAL ESTATE INVESTMENTS; START 5/1/2024; 0 HOURS PER MONTH, 0 DURING TRADING; DUTIES: WRITE CHECKS IF NEEDED. PHILHARMONIC SOCIETY, INV RELATED, IRVINE, CA, VICE CHAIRMAN, START 1/1/2021, .25 HOURS PER MONTH, ZERO DURING TRADING, MONITORING FOR ADHERENCE TO THE INVESTMENT POLICY. THE GRATEFUL DADS; NOT INV. RELATED; NEWPORT BEACH, CA; LEAD SINGER; START DATE 5/4/2021; 8-10 HOURS PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY - 519 W; INV RELATED;BLOOMINGTON,IN; RENTAL PROPERTY ;25% OWNERSHIP; START DATE: 06/29/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 519 W; INV RELATED;BLOOMINGTON,IN; RENTAL PROPERTY ;25% OWNERSHIP; START DATE: 06/30/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1118 N. WOODBURN AVENUE; INV RELATED;BLOOMINGTON,CA; VACATION HOME RENTAL PROPERTY;33.3% OWNERSHIP; START DATE: 7/10/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1120 N. WOODBURN AVENUE; INV RELATED;BLOOMINGTON,IN; SHORT-TERM RENTAL PROPERTY ;33.3% OWNERSHIP; START DATE: 7/10/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; HOOSIER VENTURES LLC; INV RELATED;BLOOMINGTON,IN; SHORT-TERM RENTAL PROPERTY OWNERSHIP;33.3% OWNERSHIP; START DATE: 7/10/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-28 |
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