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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-04
  • CA RA
    APPROVED
    Since 2026-02-04

Branch Locations

3059 Townsgate Rd Ste 400 [Support Center], Westlake Village, CA 91361 • United States

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Granada Hills CA 07/2015 11/2016
Wells Fargo Bank, Na Granada Hills CA 03/2011 Present
Wells Fargo Clearing Services, Llc Granada Hills CA 11/2016 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Granada Hills, CA
  • 03/2011 → Present
    Wells Fargo Bank, Na
    Granada Hills, CA
  • 11/2016 → Present
    Granada Hills, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, PANORAMA, CA, 100% OWNER, START: 1/1/2015, 0 HOURS, NO DUTIES. IN HOME SUPPORTIVE SERVICES, NOT INV RELATED, LOS ANGELES, CA, CAREGIVER, START 1/1/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, PERSONAL CARE FOR FAMILY MEMBER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-04
S63 Uniform Securities Agent State Law Examination 2016-04-12
  • S65 Uniform Investment Adviser Law Examination
    2026-02-04
  • S63 Uniform Securities Agent State Law Examination
    2016-04-12
Other Names
  • Tony Harutyunian
  • Karen Tony Harutyunian

View on SEC IAPD

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