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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-04 |
Branch Locations
3059 Townsgate Rd Ste 400 [Support Center], Westlake Village, CA 91361 • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Granada Hills | CA | 07/2015 | 11/2016 |
| Wells Fargo Bank, Na | Granada Hills | CA | 03/2011 | Present |
| Wells Fargo Clearing Services, Llc | Granada Hills | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, PANORAMA, CA, 100% OWNER, START: 1/1/2015, 0 HOURS, NO DUTIES. IN HOME SUPPORTIVE SERVICES, NOT INV RELATED, LOS ANGELES, CA, CAREGIVER, START 1/1/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, PERSONAL CARE FOR FAMILY MEMBER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-12 |
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