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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-02-15 |
| NJ | RA | APPROVED | 2005-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 05/2004 | Present |
I*2470297, Entity Type: , Name of OBA: A K TTEE U/A DTD 11/13/2017 BY C A M, Address: Albany, New York, 12209, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 11/13/2017, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-25 |
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