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Richard Henry Ropelewski

Great Valley Advisor Group, LLC

Berwyn, PA

Braintree, MA

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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-13
  • MA RA
    APPROVED
    Since 2021-05-13

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

30 Braintree Hill Office Park Suite 202, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U S Financial Advisors Braintree MA 03/2008 05/2021
Lpl Financial Llc Braintree MA 12/2011 Present
Great Valley Advisor Group, Inc. Braintree MA 05/2021 Present
  • 03/2008 → 05/2021
    U S Financial Advisors
    Braintree, MA
  • 12/2011 → Present
    Lpl Financial Llc
    Braintree, MA
  • 05/2021 → Present
    Great Valley Advisor Group, Inc.
    Braintree, MA
Previous Registrations
  • 2008-04-02 → 2021-06-04
    U.S. Financial Advisors
    Wilmington, DE
Other Businesses

1. 12/01/2011: US Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 10 Hours Per Month. 2. 5/25/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/06/2023 - Rope Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 2/9/2023 - Great Valley Advisor Group, Inc. - DBA: Rope Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 01/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 2/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-15
  • S63 Uniform Securities Agent State Law Examination
    2002-05-15
Designations
Other Names
  • Rick Ropelewski

View on SEC IAPD

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