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Julie Robyn Mitchell

Ameriprise Financial Services, LLC

Scottsdale, AZ

Cave Creek, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-06
  • TX RA
    APPROVED
    Since 2014-02-06

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Cave Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scottsdale AZ 02/2014 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Previous Registrations
  • 2008-07-02 → 2014-02-13
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
    Scottsdale, AZ
  • 2007-04-12 → 2008-03-26
    Morgan Stanley & Co. Llc
    Scottsdale, AZ
  • 2005-01-04 → 2007-03-26
    Wells Fargo Investments, Llc
    Anchorage, AK
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-22
  • S66 Uniform Combined State Law Examination
    2004-12-22
Other Names
  • Julie Robyn Walker
  • Julie R Mitchell
  • Julie Walker

View on SEC IAPD

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