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Anthony James Manganaro

Convergence Advisory Group

Omaha, NE

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Current Employers
Convergence Advisory Group

12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-11-06
  • NE RA
    APPROVED
    Since 2020-11-06

Branch Locations

12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ellerbrock-Norris Financial Omaha NE 10/2012 06/2018
Signator Investors, Inc. Omaha NE 05/2016 11/2018
Royal Alliance Associates, Inc. Omaha NE 11/2018 12/2019
Securities America, Inc. Omaha NE 12/2019 01/2023
Continuum Financial Omaha NE 12/2019 01/2021
Convergence Wealth Llc Omaha NE 11/2020 Present
Purshe Kaplan Sterling Investments Albany NY 01/2023 Present
  • 10/2012 → 06/2018
    Ellerbrock-Norris Financial
    Omaha, NE
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Omaha, NE
  • 11/2018 → 12/2019
    Royal Alliance Associates, Inc.
    Omaha, NE
  • 12/2019 → 01/2023
    Securities America, Inc.
    Omaha, NE
  • 12/2019 → 01/2021
    Continuum Financial
    Omaha, NE
  • 11/2020 → Present
    Convergence Wealth Llc
    Omaha, NE
  • 01/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2019-12-19 → 2021-01-19
    Continuum Financial
    Omaha, NE
  • 2018-11-02 → 2019-12-19
    Omaha, NE
    Nashville, TN
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Omaha, NE
    Gold River, CA
    Nashville, TN
  • 2012-11-21 → 2016-05-13
    Omaha, NE
    St. Petersburg, FL
    Gold River, CA
  • 2005-10-28 → 2012-11-20
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2004-03-05 → 2005-09-21
    Main Street Advisors, Llc
    Omaha, NE
  • 2003-03-07 → 2003-08-14
    Next Financial Group, Inc.
    Omaha, NE
  • 2002-07-18 → 2003-02-20
    Morgan Stanley Dw Inc.
    Omaha, NE
Other Businesses

1) Convergance Wealth LLC DBA Convergance Advisory Group. Investment Related. At Registered Branch Office Location. 12020 Shamrock Plaza, Suite 100, Omaha, NE 68154 RIA. Investment Advisor Representative. 11/06/2020. Hrs/month 80 all during trading hours. Provide investment advisory service to clients. . 2) Fixed Insurance. Investment Related. At Registered Branch Office Location 12020 Shamrock Plaza, Suite 100, Omaha, NE 68154. Fixed/Traditional Insurance. Agent. 12/13/2019. Hrs/month 16 all during trading hours. Solicit based on client needs. 3) Financial Education Collaborative Inc. Not Investment Related. At Registered Branch Office Location. Financial Education. Volunteer Educator. 09/10/2020. Hrs/month 12 with 0 during trading hours.Volunteer time to educate on general financial topics

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-05
  • S66 Uniform Combined State Law Examination
    2002-06-05

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