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12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-11-06 |
Branch Locations
12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ellerbrock-Norris Financial | Omaha | NE | 10/2012 | 06/2018 |
| Signator Investors, Inc. | Omaha | NE | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Omaha | NE | 11/2018 | 12/2019 |
| Securities America, Inc. | Omaha | NE | 12/2019 | 01/2023 |
| Continuum Financial | Omaha | NE | 12/2019 | 01/2021 |
| Convergence Wealth Llc | Omaha | NE | 11/2020 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2023 | Present |
1) Convergance Wealth LLC DBA Convergance Advisory Group. Investment Related. At Registered Branch Office Location. 12020 Shamrock Plaza, Suite 100, Omaha, NE 68154 RIA. Investment Advisor Representative. 11/06/2020. Hrs/month 80 all during trading hours. Provide investment advisory service to clients. . 2) Fixed Insurance. Investment Related. At Registered Branch Office Location 12020 Shamrock Plaza, Suite 100, Omaha, NE 68154. Fixed/Traditional Insurance. Agent. 12/13/2019. Hrs/month 16 all during trading hours. Solicit based on client needs. 3) Financial Education Collaborative Inc. Not Investment Related. At Registered Branch Office Location. Financial Education. Volunteer Educator. 09/10/2020. Hrs/month 12 with 0 during trading hours.Volunteer time to educate on general financial topics
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-05 |
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