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Sean Patrick Lee

Elevated Capital Advisors, LLC

Draper, UT

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Current Employers
Elevated Capital Advisors, Llc

11925 South 700 East, Draper, UT 84020 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-06
UT RA APPROVED 2015-08-31
  • TX RA
    APPROVED_RES
    Since 2022-04-06
  • UT RA
    APPROVED
    Since 2015-08-31

Branch Locations

11925 South 700 East, Draper, UT 84020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Spl Financial Inc Murray UT 06/2012 Present
Elevated Capital Advisors, Llc Murray UT 05/2015 Present
Previous Registrations
  • 2010-08-18 → 2015-08-31
    Global Financial Private Capital, Inc.
    Murray, UT
    Sarasota, FL
  • 2008-02-06 → 2010-08-13
    Ogden, UT
    Salt Lake City, UT
    Urbandale, IA
    Salt Lake City, UT
    Ogden, UT
    Urbandale, IA
    Cottonwood Heights, UT
    Cottonwood Heights, UT
Other Businesses

1-SPL FINANCIAL, INC. 1100 E. 6600 S., SUITE 260, MURRAY, UT 84121. INVESTMENT RELATED. APPROX 40 HRS/WK, 32 HRS/WK DURING TRADING HOURS. START DATE 06/2012. ALSO OFFERS INSURANCE SERVICES THROUGH SPL FINANCIAL, INC. 2. EMERGING ADVISOR, LLC, 1100 E 6600 SOUTH, MURRAY, UT 84121. INVESTMENT RELATED. ADVISOR TRAINING. APPROX 4 HRS/WK. START DATE 09/01/2013. PARTNER WITH COMPANY THAT TRAINS FINANCIAL ADVISORS ON PROPER PLANNING AND PROACTIVE STRUCTURE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-06
S63 Uniform Securities Agent State Law Examination 2003-05-22
  • S65 Uniform Investment Adviser Law Examination
    2007-12-06
  • S63 Uniform Securities Agent State Law Examination
    2003-05-22

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