Matthew J Smith

Current Employers

Carter, Terry & Company, Inc.

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2007-01-19

GA RA
APPROVED

Since 2007-01-19

Branch Locations

3340Peachtree Road Suite 1400, Atlanta, GA 30326 • United States

Concord, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Carter, Terry & Co., Inc	Atlanta	GA	01/2005	Present

01/2005 → Present

Carter, Terry & Co., Inc

Atlanta, GA

Previous Registrations

2003-01-14 → 2005-01-31

Raymond James Financial Services, Inc.

Bow, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-10
S63	Uniform Securities Agent State Law Examination	2002-07-23

S66 Uniform Combined State Law Examination

2002-10-10
S63 Uniform Securities Agent State Law Examination

2002-07-23

View on SEC IAPD

Current Employers

Carter, Terry & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

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