Best Investors Account Sign in

Barron Vaughn Schmitt

Captrust

Richmond, VA

CRD 4529507

Claim This Profile
Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-04-09
  • VA RA
    APPROVED
    Since 2015-04-09

Branch Locations

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Securities Llc Raleigh NC 01/2006 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 04/2015 Present
  • 01/2006 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 04/2015 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2002-05-10 → 2005-12-14
    Palmer & Cay Investment Services Inc
    Richmond, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-05
S65 Uniform Investment Adviser Law Examination 2002-05-09
  • S63 Uniform Securities Agent State Law Examination
    2003-02-05
  • S65 Uniform Investment Adviser Law Examination
    2002-05-09
Other Names
  • Barry Schmitt

View on SEC IAPD

More in Richmond, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor