Craig Daniel Saurer

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-05-29

NC RA
APPROVED

Since 2024-05-29

Branch Locations

320 University Blvd, Harrisonburg, VA 22801 • United States

239 N Central Ave , Staunton, VA 24401 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

6718 Potomac Highland Trail , Arbovale, WV 24915 • United States

201 8Th St , Marlinton, WV 24954 • United States

2807 Jefferson Street N, Lewisburg, WV 24901 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Charlotte	NC	07/2016	Present
First Citizens Investor Services	Raleigh	NC	05/2024	Present

07/2016 → Present

Pnc Investments

Charlotte, NC
05/2024 → Present

First Citizens Investor Services

Raleigh, NC

Previous Registrations

2016-03-03 → 2024-04-11

Pnc Wealth Management Llc

Charlotte, NC

Charlotte, NC
2006-07-24 → 2015-10-19

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-21
S63	Uniform Securities Agent State Law Examination	2002-05-17

S65 Uniform Investment Adviser Law Examination

2006-07-21
S63 Uniform Securities Agent State Law Examination

2002-05-17