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James Frederick Mcgowan

Apollon Financial, LLC

King Of Prussia, PA

Mount Pleasant, SC

CRD 4529208

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Employer firm

Apollon Financial, LLC CRD 321217

$1.45B regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Apollon Financial, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-09
  • PA RA
    APPROVED
    Since 2024-09-09

Branch Locations

840 First Avenue Suite 400, King Of Prussia, PA 19406 • United States

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Marshall Financial Group, Inc. Doylestown PA 09/2014 05/2024
Apollon Financial King Of Prussia PA 09/2024 Present
Unemployed King Of Prussia PA 06/2024 09/2024
  • 09/2014 → 05/2024
    The Marshall Financial Group, Inc.
    Doylestown, PA
  • 09/2024 → Present
    Apollon Financial
    King Of Prussia, PA
  • 06/2024 → 09/2024
    Unemployed
    King Of Prussia, PA
Previous Registrations
  • 2014-09-18 → 2024-05-16
    The Marshall Financial Group, Inc
    Doylestown, PA
Other Businesses

Business Networking International (BNI) - Professional Referral Marketing Program - Chapter President - As chapter President I lead the weekly meetings and welcome visitors. Time: 6 HRS/MONTH. Non-investment related. Lansdale, PA, 19446

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-10-09
  • S63 Uniform Securities Agent State Law Examination
    2002-10-09
Designations
  • Certified Financial Planner
Other Names
  • James Frederick Mcgowan

View on SEC IAPD

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