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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Lewisville | TX | 09/2008 | 10/2018 |
| Raymond James Financial Services, Inc. | Lewisville | TX | 10/2018 | 09/2023 |
| Raymond James Financial Services Advisors, Inc. | Lewisville | TX | 10/2018 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-14 |
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