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Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-04-05
  • CT RA
    APPROVED
    Since 2019-04-05

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Hampden, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 10/2010 01/2017
Lincoln Investment Enfield CT 01/2017 Present
  • 10/2010 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Enfield, CT
Previous Registrations
  • 2010-10-11 → 2019-10-04
    Legend Advisory, Llc
    Enfield, CT
    Palm Beach Gardens, FL
  • 2009-04-07 → 2010-09-29
    Wellesley, MA
    Enfield, CT
Other Businesses

JDK HANDYMAN SERVICES POSITION: Owner and operator. NATURE: Maintenance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2015 ADDRESS: 16 Weymouth Dr, Enfield CT 06082, United States DESCRIPTION: Fix damage to landowner properties. Minor carpentry, plumbing and other maintenance duties. SECURITIES TECHNOLOGY POSITION: Electrical Apprentice NATURE: Security Systems INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/28/2023 ADDRESS: 176 Bolton Rd - P6, Vernon CT 06043, United States DESCRIPTION: Shadow and learn electrical trade from licensed electrician HOUSE RENTAL POSITION: Renting my old house in CT. NATURE: Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2022 ADDRESS: 270 Mountain Rd, Hampden MA 01036, United States DESCRIPTION: Renting my old house to friends of the family. No action required on my part.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-30
  • S66 Uniform Combined State Law Examination
    2008-07-30

View on SEC IAPD

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