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Maie Raafat Ibrahim

LPl Financial LLC

Somers, NY

CRD 4528738

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2018-04-26
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2018-04-26

Branch Locations

Somers, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Garden City NY 12/2011 04/2018
Lpl Financial New York NY 04/2018 Present
  • 12/2011 → 04/2018
    Fidelity Investments
    Garden City, NY
  • 04/2018 → Present
    Lpl Financial
    New York, NY
Previous Registrations
Other Businesses

1) 04/25/2018 - Non-Variable Insurance - 10% - 387 Park Ave South 5th Floor Suite 551 New York, NY 10016 2) 04/25/2018 - Notary - Notary - 1% - 387 Park Ave South 5th Floor Suite 551 New York, NY 10016 3) 04/25/2018 - Act in a Fiduciary Capacity - Sarah R Ibrahim Irrevocable Trust - 1% - 387 Park Ave South 5th Floor Suite 551 New York, NY 10016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-21
S63 Uniform Securities Agent State Law Examination 2003-05-09
  • S66 Uniform Combined State Law Examination
    2012-02-21
  • S63 Uniform Securities Agent State Law Examination
    2003-05-09

View on SEC IAPD

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