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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

Dallas, TX • United States

620 S Tryon St, Charlotte, NC 28255 • United States

901 Main St, Dallas, TX 75202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Dallas TX 08/2003 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 10/2009 Present
Previous Registrations
  • 2003-08-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Dallas, TX
    Boston, MA
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2001-06-18 → 2003-08-20
    Banc Of America Securities Llc
    Dallas, TX
Other Businesses

I*135314For profit or not for profit: Non-Profit OrganizationName of outside business organization: Texas LyceumInvestment related: NoAddress of business: Austin, Texas 78757Position, title, association: DirectorStart date of relationship: 1/27/2021Number of hours devoted: 1 hr MthlyNumber of hours devoted during trading hours: 0Duties: The Lyceum acts as a catalyst to bring together diverse opinions and expertise to focus on national and state issues and seeks to emphasize constructive private sector, public sector and individual responses to the issues. I*89480FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LEADERSHIP DALLASINVESTMENT RELATED: NOADDRESS OF BUSINESS: DALLAS, TEXAS 75201POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBERSTART DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 12 HRS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BOARD MEMBER PLANNING ACTIVITIES AND EVENTS FOR LEADERSHIP DALLAS PROGRAM I*: 1719255Entity Type: CharitableName of OBA: Southwestern Medical FoundationAddress: Dallas, TX 75219Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 3/15/2024Number of Hours: 1 hr annuallyNumber of Hours during trading: 1 hr annually Duties: Board member and member of public policy committee. Not advocating for policy just listening in on 1-2 updates a year where speakers come talk to the committee. I*: 426425Entity Type: CharitableName of OBA: Dallas Regional ChamberAddress: Dallas, TX 75201Investment Related: NoPosition, Title, Association: Board Member, OfficerEmployee Start Date: 1/1/2026Number of Hours: 2 hrs mthlyNumber of Hours during trading: 2 hrs mthly Duties: Fostering a strong business community. As chair elect i will prepare to be chair in 2027. I*412480, Entity Type: Entity For Profit, Name of OBA: Tejas2036 LLC, Address: Dallas, Texas, 75225, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/01/2022, No Hours: 0.67 Monthly, No Hours during Trading: 0 Monthly, Duties: rental property owned under Tejas2036 owned by J and J C, rental property I*889234, Entity Type: Entity Charitable, Name of OBA: La Fiesta De Seis Banderas, Address: Dalas, Texas, 75205, Investment Related: N, Position, Title, Association: ["Committee","Board Member"], Employee Start Date: 09/10/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Very limited. I helped with their program for their event in the past, in this position i will hand that over to the new person with no new responsiblities. La Fiesta began in the Texas Sesquicentennial year of 1986 with the original purpose of preserving and moving the oldest house in Highland Park. Originally known as the “Save the House Committee” and functioning under the Dallas Historical Preservation League, the La Fiesta Committee has now evolved into a community wide organization which annually coordinates the La Fiesta de las Seis Banderas Gala and other associated events to raise money for various Park Cities charities. La Fiesta is a week-long celebration in late May or early June, culminating in the La Fiesta de las Seis Banderas Gala, a formal dinner and presentation honoring the Duchesses and Escorts from the Park Cities. These young people are presented as part of a pageant representing the history of the Six Flags of Texas and the Park Cities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-30
  • S66 Uniform Combined State Law Examination
    2000-06-30
Other Names
  • Jennifer Leigh Rives
  • Jennifer Leigh Keys
  • Jennifer Leigh Keys
  • Jennifer Leigh Rives
  • Jennifer Rives Chandler

View on SEC IAPD

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