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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-26 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphacore Capital, Llc | La Jolla | CA | 08/2015 | 06/2018 |
| D&B Management | La Jolla | CA | 01/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 10/2018 | Present |
| Bank Of America, N.A. | San Diego | CA | 10/2018 | Present |
I*3301281, Entity Type: , Name of OBA: D J H, Address: La Jolla, California, 92037, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 12/11/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-01 |
| S66 | Uniform Combined State Law Examination | 2004-03-31 |
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