Best Investors
Account
Sign in
Best Investors
Account
Sign in
Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| VA | RA | APPROVED | 2024-11-17 |
Branch Locations
4551 Cox Road Suite 215, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Glen Allen | VA | 04/2004 | 10/2024 |
| Mml Investors Services, Llc | Glen Allen | VA | 05/2004 | 10/2024 |
| Commonwealth Financial Network | Waltham | MA | 10/2024 | Present |
| True North Advisors | Glen Allen | VA | 10/2024 | Present |
Fixed insurance sales; as of 10/18/2024; 5% of time spent during business hours; Conducted at branch location; Investment related. Co-Owner, True North Advisors, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 09/02/2010; 5% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-30 |
Reach out to this advisor