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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-23
  • TX RA
    APPROVED
    Since 2024-03-23

Branch Locations

Dallas, TX • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Addision TX 11/2008 10/2017
H. Beck, Inc. Rockville MD 10/2017 03/2021
Grove Point Advisors, Llc Rockville MD 04/2021 03/2024
Grove Point Investments, Llc Rockville MD 04/2021 03/2024
International Assets Advisory, Llc Orlando FL 03/2024 Present
International Assets Investment Management, Llc Orlando FL 03/2024 Present
  • 11/2008 → 10/2017
    National Planning Corporation
    Addision, TX
  • 10/2017 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 04/2021 → 03/2024
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 03/2024
    Grove Point Investments, Llc
    Rockville, MD
  • 03/2024 → Present
    International Assets Advisory, Llc
    Orlando, FL
  • 03/2024 → Present
    Orlando, FL
Previous Registrations
  • 2021-04-01 → 2024-03-20
    Grove Point Advisors, Llc
    Rockville, MD
    Addison, TX
    Rockville, MD
  • 2017-11-07 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Addison, TX
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - REGISTERED INVESTMENT ADVISOR - INVESTMENT ADVISOR SINCE 03/2024 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) JSPR, INC., 4211 HOLLOW OAK DR., DALLAS TX 75287 - DBA FOR COMMISSION FLOW-THROUGH, INSURANCE AGENT SINCE 05/2002 - APPROX 1 HR/MO - INSURANCE COMMISSION COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-09
S63 Uniform Securities Agent State Law Examination 2002-05-16
  • S66 Uniform Combined State Law Examination
    2002-12-09
  • S63 Uniform Securities Agent State Law Examination
    2002-05-16
Other Names
  • Tom Porter

View on SEC IAPD

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