Lorrie Ann Minor

Employer firm

Cardinal Mark LLC CRD 143659

$12.1M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Cardinal Mark Llc

Glencoe, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2007-05-25

IL RA
APPROVED

Since 2007-05-25

Branch Locations

Glencoe, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cardinal Mark Llc	Chicago	IL	04/2007	Present

04/2007 → Present

Cardinal Mark Llc

Chicago, IL

Previous Registrations

2013-03-27 → 2014-05-13

Learnvest Planning Services, Llc

Chicago, IL
2002-07-31 → 2007-04-12

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL
1999-11-11 → 2002-07-23

Ernst & Young Investment Advisers Llp

Chicago, IL

Other Businesses

NYRC MANAGEMENT, LLC 5542 W. WASHINGTON BLVD. LOS ANGELES, CA 90016 FAST CASUAL DINING CHIEF ACCOUNTING OFFICER AND CONTROLLER SINCE 01/2025 60 HOURS PER MONTH WITH 50 HOURS DURING SECURITIES TRADING HOURS NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-08
S65	Uniform Investment Adviser Law Examination	2001-03-30

S66 Uniform Combined State Law Examination

2002-10-08
S65 Uniform Investment Adviser Law Examination

2001-03-30

Designations

Chartered Financial Analyst

View on SEC IAPD