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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-01-22 |
Branch Locations
17900 Chenal Parkway, Ste. 300, Little Rock, AR 72223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2010 | 02/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2010 | 02/2018 |
| Infinex Investments, Inc. | Meriden | CT | 02/2018 | 12/2022 |
| Bancorpsouth | Little Rock | AR | 02/2018 | 12/2022 |
| Cadence Bank | Little Rock | AR | 12/2022 | 12/2023 |
| Lpl Financial Llc | Little Rock | AR | 12/2022 | 12/2023 |
| Gallagher Fiduciary Advisors, Llc | Little Rock | AR | 12/2023 | Present |
| Triad Advisors | Norcross | GA | 12/2023 | Present |
1)Gallagher Benefit Services,Inc;investment related;2850 Golf Road,Rolling Meadows,IL 6008;corporation;employee benefits consultant;12/15/2023;40 hrs/month;2 hrs during trading;retirement plan consulting 2)Gallagher Fiduciary Advisors,LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008;llc;investment advisor representative;12/15/2023;140 hrs/month;6 hrs during trading;investment consulting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-01 |
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