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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-10-02
  • PA RA
    APPROVED
    Since 2014-10-02

Branch Locations

165 W. Ashland St., Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Doylestown PA 02/2011 Present
Great Valley Advisor Group, Inc. Doylestown PA 07/2014 Present
  • 02/2011 → Present
    Lpl Financial Llc
    Doylestown, PA
  • 07/2014 → Present
    Great Valley Advisor Group, Inc.
    Doylestown, PA
Previous Registrations
  • 2009-08-05 → 2011-02-11
    Qa3 Financial Llc
    North Wales, PA
    Omaha, NE
Other Businesses

1. 2/11/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Sole Proprietor - Selling health, life, disability, and fixed annuities. 2. 2/24/2011 - DOYLESTOWN WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/11/2014 - GREAT VALLEY ADVISOR GROUP, INC. - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - Investment Advisor Representative - Started 07/01/2014 - 100 Hours Per Month/4 Hours During Securities Trading - Activities may include financial planning, rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. 4. 11/25/2014 - GREAT VALLEY ADVISOR GROUP, INC. - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - Investment Advisor Representative - Started 07/01/2014 - 100 Hours Per/4 Hours Month During Securities Trading - Activities may include financial planning, rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. 5. 1/19/2018 - Jeff Donohue LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2018 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-01
S63 Uniform Securities Agent State Law Examination 2002-05-20
  • S66 Uniform Combined State Law Examination
    2009-08-01
  • S63 Uniform Securities Agent State Law Examination
    2002-05-20

View on SEC IAPD

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