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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-16
PA RA APPROVED 2003-07-09
  • TX RA
    APPROVED_RES
    Since 2019-08-16
  • PA RA
    APPROVED
    Since 2003-07-09

Branch Locations

5917 Main St, East Petersburg, PA 17520 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lancaster PA 09/2005 03/2020
Ameriprise Financial Services, Llc East Petersburg PA 03/2020 Present
Other Businesses

Business Ownership; CS Landis Limited; Leasing space from LLC ?CS Landis Limited? for the business; See Above and Below; 5917 Main St, , East Petersburg, PA, 17520; Investment-Related; 05/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-31
  • S66 Uniform Combined State Law Examination
    2002-07-31

View on SEC IAPD

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