Robert Joseph Shea

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Nuveen Securities, Llc
  Covington, LA
• 01/2011 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Other Businesses

(1) FAITH PRESBYTERIAN CHURCH; NON PROFIT; MEMBER OF THE FINANCE COMMITTEE; MY ROLD IS TO ATTEND MONTHLY MEETING; FINANCE COMMITTEE SENDS BUDGETARY DATA, TRENDS AND BALANCE SHEETS TO THE SESSION; APPROXIMATELY 2 HOURS PER MONTH; NO COMPENSATION; WILL CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN; START DATE: 1/16/2017. (2) Name: St. Paul's School Catholic High School Position: Committee Member Nature: President of sub committee Investment Related: No Hours: 1/month Securities Trading Hours: 0 Start Date: 3/5/2021 Address: 917 S Jahncke Ave Covington, LA 70433 Description: Committee Member for Pension Benefit Currently on the Board of Trustees for St. Paul's School serves as a governance board.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-11
• S63 Uniform Securities Agent State Law Examination
  2003-06-16

Other Names

• Robert Joseph Rj