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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-17 |
| VA | RA | APPROVED | 2021-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Middleburg Bank | Middleburg | VA | 09/2005 | 10/2018 |
| Lpl Financial Llc | Middleburg | VA | 02/2013 | 11/2018 |
| The Fauquier Bank | Warrenton | VA | 12/2018 | 09/2021 |
| Lpl Financial Llc | Warrenton | VA | 12/2018 | 09/2021 |
| Wells Fargo Clearing Services, Llc ( | Warrenton | VA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-01 |
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