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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-04-07 |
Branch Locations
550 Broadview Avenue Suite 201, Warrenton, VA 20186 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2002 | 03/2023 |
| B. Riley Wealth Management | Memphis | TN | 05/2023 | 04/2025 |
| B. Riley Wealth Advisors | Memphis | TN | 05/2023 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Warrenton | VA | 04/2025 | Present |
1. Play the Rest, LLC; 7624 Summerfield Hills Dr Warrenton VA 20186; Business Rental property; Owner and Managing Partner; Oversee rental investment; 08/11/2022; 2 hrs/month; Not during security trading hours; Investment-Related 2. Amherst Ventures, LLC; 668 Indian Creek Rd Amherst VA 20186; Land holdings; 25% Shareholder; no proposed duties; 06/14/1997; 0 hrs/day; Not during security trading hours; Investment-Related 3. Tucker Family Properties, LLC; 668 Indian Creek Road, Amherst, VA 24521; Inherited Family Farm; Shareholder; 04/17/2017; 5 Hours per Year; No during securities trading hours; Investment-related 4. Professional Musician; 7624 Summerfield Hills Dr Warrenton VA 20186; Occasional paid musician for live performance and studio work; Playing instruments; 01/01/1972; 10 hrs/year; Not during security trading hours; Not Investment-Relate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-21 |
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