Walter David Razzaboni

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2012-10-05
TX	RA	APPROVED	2012-10-05

NH RA
APPROVED

Since 2012-10-05
TX RA
APPROVED

Since 2012-10-05

Branch Locations

11 S. Main Street Suite 300, Concord, NH 03301 • United States

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Concord	NH	10/2012	Present

10/2012 → Present

Ubs Financial Services Inc

Concord, NH

Previous Registrations

2008-05-16 → 2012-10-18

Rbc Capital Markets, Llc

Manchester, NH

Bedford, NH

Concord, NH
2008-01-01 → 2008-05-20

Wells Fargo Clearing Services, Llc

Nashua, NH
2002-08-16 → 2008-01-01

A. G. Edwards & Sons, Inc.

Nashua, NH

St. Louis, MO

Nashua, NH

Other Businesses

THE WILSON HOUSE; EAST DORSET, VT 05253; Charity; SOCIAL SERVICES - RECOVERYHOUSE OF RECOVERY.; FOUNDING MEMBER OF AA - BILL WILSON WAS BORN & GREW UP HERE.; Advisor or advisory group member if advice given may influence an officer/board; FINANCE COMMITTEE MEMBER; Start date: 4/17/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-10

S66 Uniform Combined State Law Examination

2002-08-10

Designations

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews