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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-02-13 |
| MN | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
3230 Camp Bowie Blvd Suite 750, Fort Worth, TX 76107-5769 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | New York | NY | 06/2015 | 02/2019 |
| Swank Capital Llc | New York | NY | 05/2015 | 02/2019 |
| Rbc Capital Markets, Llc. | Fort Worth | TX | 02/2019 | Present |
| Rbc Global Asset Management (U.S.) Inc. | Fort Worth | TX | 02/2019 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-24 |
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